向證監會認可的交易所買賣基金之管理公司發出之公告—引發持續披露責任的潛在事項清單（只提供英文版）

118November2010CirculartoManagementCompaniesofSFC-authorisedExchangeTradedFunds(“ETFs”)ListofPotentialEventsTriggeringOngoingDisclosure1.Under11.1BoftheCodeonUnitTrustsandMutualFunds(“UTCode”),managementcompaniesshouldinformholdersassoonasreasonablypracticableofanyinformationconcerningtheschemewhichisnecessarytoenableholderstoappraisethepositionofthescheme.2.UndertheListingAgreementforCollectiveInvestmentSchemessetoutinPartGofAppendix7totheRulesGoverningtheListingofSecuritiesonTheStockExchangeofHongKongLimited,aschemeshallinformtheExchangeimmediatelyof,amongotherthings,anyotherinformationnecessarytoenabletheholdersofintereststoappraisethepositionoftheschemeandtoavoidtheestablishmentofafalsemarketintheinterestsofthescheme.3.ToassistmanagementcompaniesofETFstocomplywiththedisclosureobligationsundertheUT